The Investment Association

Sector

Financials

Headquarters

London, United Kingdom

Official Website

theia.org

Climate Finance Policy Engagement Analysis

Climate Lobbying Overview: The Investment Association (IA) has communicated high-level support for sustainable finance policy in the EU and UK. The IA appears to be somewhat actively engaged on EU and UK sustainable finance policy, with mixed positions.

Top-line Messaging on Climate-Related Financial Policy: The IA has strongly supported the UK’s net-zero by 2050 goal in its 2022 Climate Change Position, and advocated for investment strategies guided by the need to achieve zero-carbon economies by 2050 in written evidence to UK Parliament in 2022. It advocated for the Financial Conduct Authority (FCA) to align its regulatory principles to the Climate Change Act 2008 in written evidence to Parliament in October 2022, and stated support for sustainable finance regulation in response to the UK Green Finance Strategy in June of the same year as well as in evidence to the UK Parliament’s Environmental Audit Committee. However, in 2022 feedback to the UK Government, it did caution against incentives to only invest in low carbon sectors or regions, and in 2022 comments to the HM Treasury, it questioned whether financial services regulation is the best "mechanism in which to include such wider economic and industrial policies" and highlighted that it is "important to preserve the principles of investor choice and the ability of fiduciaries to act in their clients’ best interests in accordance with their investment objectives".

Position on Regulated Corporate Climate Disclosure: The IA advocated for increased ambition on companies’ reporting on climate-related risks in a letter to the G7 leaders in 2021, and supported the International Sustainability Standards Board (ISSB) standards in a 2022 consultation response, however cautioned against implementing a double materiality approach. During 2022, it offered broad support for regulated corporate climate disclosure, including data and methodologies of scope 3 emissions in response to the Update to the Green Finance Strategy in the UK.

Position on Climate Standards and Labels: In its 2023-2024 Climate Change Action Plan, The IA appeared to support the development of sustainable investment labels by the UK Financial Conduct Authority. However, in response to the FCA in 2022 on the Sustainability Disclosure Requirements (SDR), it highlighted that the labelling regime proposed should be more flexible and have less rigid categories, and in comments to the EU Commission’s Renewed Strategy consultation, the IA did not support proposed labels such as a label for investment funds. The IA also did not support ESMA’s proposed quantitative thresholds for funds using sustainability-related terms in a 2022 consultation response. In comments to the FCA on climate topics in capital markets in 2021, the IA opposed the need for a UK Green Bond Standard and urged the FCA to encourage alignment with existing standards instead.

Position on Integrating Climate into Investor Duties and Risk Management: In the UK, the IA has supported disclosures on the integration of climate into investor duties as part of the FCA’s proposed Sustainability Disclosure Requirements (SDR) in a 2022 consultation response, however pressed for ‘greater flexibility’ over marketing rules under UK SDR in a 2023 press release. Also in 2022, it stated concerns about portfolio alignment metrics for pension schemes in its response to a UK Department of Work and Pensions consultation. In its 2023-2024 Climate Change Action Plan, The IA appeared to support the work of the FCA-PRA convened Climate Financial Risk Forum (CFRF) in developing industry best practice to measure and manage climate-related risks.

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InfluenceMap Score for Climate Finance Policy Engagement

C

Performance Band

63%

Organization Score

22%

Engagement Intensity

Primary Evidence

All primary evidence used to inform the analysis of The Investment Association can be found in the two tabs below below. In the first tab, hyperlinks in each cell of the matrix provide access to evidence collected on The Investment Association's direct policy engagement activities. The second tab provides a record of any links between The Investment Association and the Industry Associations stored in the LobbyMap database.

DATA SOURCES
QUERIES
Main Web Site

Main Web Site

Corporate Media

Corporate Media

CDP Responses

CDP Responses

Direct Consultation with Governments

Direct Consultation with Governments

Media Reports

Media Reports

CEO Messaging

CEO Messaging

Financial Disclosures

Financial Disclosures

Reforming the financial sector: Does the organization support the need for systemic reforms to deliver a sustainable financial system?

NSNSNANS1NSNS

Climate Science Stance: Does the organization support a science-based response to the climate crisis?

22NA21NSNS

Need for climate policy: Does the organization support the need for climate-related finance regulation?

11NA011NS

Disclosures: Does the organization support regulated corporate climate disclosure?

12NA1NS2NS

Taxonomies: Does the organization support a taxonomy?

1NSNA-10NSNS

Financial Products and Ratings: Does the organization support climate standards, labels and/or benchmarks for financial products and policy on ESG ratings?

10NA-10NSNS

Investor Duties: Does the organization support policy to incorporate climate factors into investor duties?

10NA00NSNS

Prudential Regulation: Does the organization support policy to incorporate climate factors into risk management/ prudential regulation?

1NSNANSNSNSNS

Real Economy Climate Regulations: the organization support real economy climate policy and regulation?

0NSNA1NSNSNS

Energy, Industry and Land Transitions: Does the company support energy, industry and land transitions as required by the IPCC?

NSNSNA1NSNSNS

Disclosure on Lobbying: Is the organization being transparent about their positions on climate legislation and policy?

0NSNANSNSNSNS

Disclosure on Relationships: Are companies being transparent about their business associations which may impact climate debate and policy?

1NSNANSNSNSNS